Operational Risk Management: Key ORM responsibilities - Workshop 2017

As the regulatory risk environment continues to heighten the inherent risk associated is also enhanced. There are a number of factors driving inherent risk higher, increasing the need for agile risk and compliance management. These factors include:

  • Customer growth and deepening relationships
  • Dramatic changes in processes & technology
  • Manual processes and siloed functions
  • Dynamic and changing competitor landscape
  • Product and service innovation

Key topics covered:

  • An overview of operational risk management
  • Factors of driving inherent risk higher increasing the need for agile risk and compliance management
  • Dynamic challenges in reaching sound compliance and strong risk management
  • Why to develop a greater awareness of key ORM responsibilities

Trainers profile:

Suneet Gorawara is Managing Director and FSI lead for Hong Kong Protiviti. He has spent over 19 years within the Financial Services Industry working with corporate and retail banking, business consulting and delivered engagements across Asia and Europe. He has led advisory engagements covering business transformation, regulatory change, operational improvements for multiple global banking institutions and other clients. Suneet has worked for global organisations like EY, Bank of America, HSBC and KPMG in various capacities, covering business process control, project and program management, systems enhancement and operating model planning and deployment.

Jeffery Naquin is a Senior Manager in Protiviti’s Risk and Compliance segment with over 15 years of experience in the financial services industry. He is an experienced financial sector consultant who has undertaken both process design, policy enhancements and Internal Audit roles. After joining Protiviti he has focused on improving client’s operational excellence, as well as regulatory and compliance related issues, including responses to consent orders related work. Prior to joining Protiviti, Jeffery worked for JPMorgan Wealth Management where he gained a broad and deep understanding of wealth management, client expectations, and banking as whole. He also has strong insights into the day-to-day operations of an Asset Management and Retail Banking businesses.

Learning objectives

  • Understand operational risk management
  • Identify the factors of driving inherent risk higher, increasing the need for agile risk and compliance management
  • Recognise the challenges in reaching sound compliance and strong risk management
  • Understand the reason for developing a greater awareness of key ORM responsibilities

Audience

This workshop is suitable for chief risk officers, heads of internal audit, compliance officers, heads of operational risk and professionals who are interested in developing greater awareness of key ORM responsibilities.

1 hour

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