The RG146 Compliance Solution program has been designed to address the competency requirements outlined in the ASIC Regulatory Guide 146 (RG146).
Description
CPD Hours: 20 on successful completion
Important notice: With new educational requirements due to come into effect on 1 January 2019, ensure you complete your RG146 Compliance Solution program which meets the current training requirements. If you are an existing licenced financial adviser as at 31 December 2018, you will be able to take advantage of transitional arrangements allowing you to meet the new educational requirements.
The RG146 Compliance Solution program has been designed to address the competency requirements outlined in the ASIC Regulatory Guide 146 (RG146) for practitioners wishing to provide specialist financial planning advice to their clients in the areas of financial planning, general and life insurance, securities, derivatives, margin lending, managed investments, superannuation and SMSFs.
In order to enrol into the Advising in SMSFs (assessment only) product, candidates must have met the pre-requisite requirement of completion of Module 4. Superannuation or other recognised RG146 studies in the area of superannuation. CPA Australia strongly advises that candidates have a Year 12 or equivalent comprehension level of language, literacy and numeracy skills to undertake this program.
This course is offered under CPA Australia’s RTO (CPA Australia Registered Training Organisation Number: 7144).
Further information can be found in the Candidate handbook (PDF) and our policies and forms page.
Audience
• Members and non-members
• Financial planners or anyone wanting to pursue a career in financial planning
• Public accountants and their employees
• Anyone wanting to launch a career in this sector