CPD Hours: 20 on successful completion

The RG146 Compliance Solution program consists of four modules plus an optional specialist assessment in advising in SMSFs. It has been designed to address the competency requirements outlined in the ASIC Regulatory Guide 146 (RG146) for practitioners wishing to provide specialist financial planning advice to their clients in the areas of financial planning, general and life insurance, securities, derivatives, margin lending, managed investments, superannuation and SMSFs.

In addition to the four-module program, candidates will be able to enrol in an assessment only module, "Advising in self managed superannuation funds (SMSFs)", which will give them RG146 compliance in providing advice in SMSFs in addition to the RG146 compliance area of superannuation. 

Candidates must have completed either CPA110, RG 146 Module 4. Superannuation or superannuation compliance training from a recognised training provider to be able to enrol in the assessment. CPA Australia strongly advises that candidates have a Year 12 or equivalent comprehension level of language, literacy and numeracy skills in order to undertake this program.

This course is offered under CPA Australia’s RTO.

CPA Australia Registered Training Organisation Number: 7144

Further information can be found in the Candidate handbook (PDF) and our policies and forms page.

Learning objectives


• Members and non-members
• Financial planners or anyone wanting to pursue a career in financial planning
•  Public accountants and their employees
•  Anyone wanting to launch a career in this sector